Fracture, Humeral Head
Fracture, Humeral Head
Julie J. Chuan
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Caution: Excessive movement of the arm may produce further neurovascular injury.
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Controversy: Prehospital reduction is not recommended because manipulation may lead to neurovascular compromise or further displacement of a fracture.
Description
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Proximal humeral fractures involve fractures of the humeral head, lesser tuberosity, greater tuberosity, bicipital groove, and proximal humeral shaft.
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Mechanisms of injury:
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Fall onto an outstretched hand
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High-energy direct trauma
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Excessive rotation of the arm in the abducted position
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Electrical shock or seizure
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Pathologic fracture from metastatic disease (1)
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Epidemiology
Incidence
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Typically seen in adults >65 yrs old
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Proximal humeral fractures account for 5% of all fractures.
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Predominant gender: Female > Male
Prevalence
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Proximal humerus fractures are the 2nd most common upper extremity fractures (2).
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In patients >65, they are the 3rd most common fracture after radius and hip fractures.
Risk Factors
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Risk factors for humeral head fractures include low bone mass and falls.
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Indirect risk factors include those that increase the risk for falls, such as depression, epilepsy, diabetes with neuropathy, and hearing impairment.
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Physical activity, menopausal hormone treatment, and fewer number of fractures since age 45 are associated with a decrease risk of fracture (2).
General Prevention
Increased moderate physical activity, calcium supplementation to optimize bone density, and fall prevention minimize the risk of proximal humerus fractures.
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Pediatric Considerations
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In children, proximal humeral fractures consist of metaphyseal fractures and physeal separations. Three fracture patterns tend to vary depending on the age group.
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Children <5 yrs: Salter-Harris type I fractures are seen.
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Neonatal fractures occur from obstetric trauma, and pseudoparalysis is seen often.
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Physeal separation in an infant also may be the result of physical abuse.
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Children 5–10 yrs: Metaphyseal fractures tend to occur in this age group because rapid growth causes thinning of the metaphyseal cortex. Most fractures are transverse or short oblique.
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Children >11 yrs: Salter-Harris type II fractures tend to be seen in adolescents.
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Careful history and physical examination to localize the injury and to rule out any other significant injuries
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Assessment of neurovascular status:
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Assess function of radial, median, ulnar, axillary (sensation to the lateral aspect of the shoulder), and musculocutaneous nerves (sensation to the extensor aspect of the forearm).
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Presence of radial, ulnar, and brachial pulses and good capillary refill in all digits
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Shoulder radiographs: Try to obtain orthogonal views (3).
Physical Exam
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Signs and symptoms include (4):
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Pain, swelling, and tenderness about the shoulder, especially around the greater tuberosity
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Difficulty in initiating active motion
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Position of the arm is often adducted and held closely against the chest.
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Crepitus may be present.
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Shoulder effusion owing to hemarthrosis developing into ecchymoses within 24–48 hr at the area of fracture and may spread to chest wall, flank, and distal extremity
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Diminished peripheral pulses or decreased sensation, especially over the deltoid muscle (axillary nerve)
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Remember to examine:
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Nerve: Sensation over the deltoid muscle (axillary nerve) and distal motor and sensory function in the hand and fingers
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Vascular: Radial and ulnar pulse, capillary refill time
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Associated injuries: Clavicle, scapula, wrist, and elbow for range of motion and tenderness for concomitant injury (1)
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Diagnostic Tests & Interpretation
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Standard radiographs:
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Anteroposterior (AP), lateral, and axillary views or transscapular Y view
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AP view shows the articular surface of the humeral head, glenohumeral joint space, and the greater and lesser tuberosities.
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The axillary view provides better assessment of shoulder dislocations, humeral head compression fractures, and glenoid, coracoid, and lesser tuberosity fractures.
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CT scan: Consider CT scan if articular involvement is suspected to evaluate the glenoid and humeral head (5).
Imaging
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Standard radiographs (trauma series) can be taken while in sling:
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AP, lateral Y, and axillary views allow for 3 orthogonal views.
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True AP view, taken 35–40 degrees from the sagittal plane, shows the articular surface of the humeral head, glenohumeral joint space, and the greater and lesser tuberosities.
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Scapular Y view, taken 90 degrees from the true AP and 40 degrees from the coronal plane, shows the scapular contour and position of the humeral head in the glenoid.
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Axillary view, taken with the shoulder abducted 70–90 degrees with the beam cephalad, shows shoulder dislocations, humeral head compression fractures, and glenoid and lesser tuberosity fractures; may need to use trauma axillary view or Velpeau view.
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CT scan:
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Intra-articular fractures to evaluate the glenoid and humeral head
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Suspected occult fractures
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Posterolateral compression fractures
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Evaluate for multipart fractures of humeral head (5).
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Differential Diagnosis
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Shoulder dislocation
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Acute hemorrhagic bursitis
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Traumatic rotator cuff tear
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Acromioclavicular separation
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Calcific tendinitis
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Pathologic fracture
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Pediatric Considerations
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In children nearing skeletal maturity, determining the degree of displacement or separation of the proximal humeral epiphysis is essential because exact reduction is important to prevent later growth disturbance.
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Pediatric patients are often less compliant with immobilization and less able to verbalize complaints and may benefit from admission to the hospital for observation and neurovascular checks.
P.203
ED Treatment
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Proper immobilization, orthopedic consultation, and pain management
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Operative versus nonoperative treatment is decided in conjunction with orthopedics.
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Neer classification: This system identifies the number of fragments and their location.
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The fractures consist of 2–4-part fractures, and the locations include the anatomic neck, the surgical neck, the greater tuberosity, and the lesser tuberosity.
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Displacement is defined as >1 cm of separation or >45 degrees of angulation between fragments.
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In general, the higher the number of fragments in the fracture and the greater the degree of displacement, the more difficult it is to manage the patient with a closed reduction.
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AO (Arbeitsgemeinschaft fur Osteosynthese-fragen) classification:
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A: Unifocal, extraarticular, 2-part fracture with an intact blood supply
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B: Bifocal, extraarticular, 2-part fracture with possible injury to the blood supply
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C: Articular fracture involving the anatomic neck, high likelihood of injury to the blood supply, and risk of avascular necrosis of the humeral head.
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Nonoperative treatment:
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Initial immobilization and early motion: Succeeds in many cases because most proximal humeral fractures are minimally displaced
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Use a sling, swathe, and axillary pad to immobilize.
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Closed reduction should be performed with consultation of an orthopedic surgeon.
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Conscious sedation should be used for all closed reductions.
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Following reduction, the stability of the fracture can be tested in different positions to ascertain that significant displacement requiring surgical intervention will not occur.
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Surgical referral:
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1- and 2-part fractures are often treated successfully with closed reduction, but 3- and 4-part fractures are unstable and may need open reduction and internal fixation (ORIF).
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If the blood supply is compromised, there is a risk of avascular necrosis of the humeral head, and surgical intervention should be considered (5).
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Medication
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Pain medications are indicated for comfort.
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Conscious sedation should be used if attempting a closed reduction.
Additional Treatment
Additional Therapies
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A fracture is considered a nonunion if it is not clinically healed after 3 mos.
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Risk factors for nonunions include:
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Displacement of the fracture
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Aggressive rehabilitation
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Patient noncompliance
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Comorbidities that can be a risk factor for nonunions include:
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Osteoporosis
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Alcoholism
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Tobacco usage
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Mental illness
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Systemic corticosteroids
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Rheumatologic disease (6)
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In-Patient Considerations
Initial Stabilization
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Airway, breathing, and circulation (ABCs) and secondary survey for associated injuries
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Immediate immobilization is important to prevent further fracture displacement or neurovascular injury.
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Sling with arm supported at the side or in the Velpeau position
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Axillary pad also may be used for comfort.
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After immobilization, perform another neurovascular examination.
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Admission Criteria
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Open fractures for operative management and parenteral antibiotic therapy
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Displaced fracture that cannot be treated through closed reduction and therefore require operation
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Significant associated injuries that require admission and observation
Discharge Criteria
Patients with either a nondisplaced fracture or a fracture that is treated successfully through closed reduction and who have no associated injuries
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The proximal humerus is supplied by the axillary artery, which is often disrupted with displaced fractures resulting in avascular necrosis of the humeral head.
Prognosis
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Nonunions can be treated nonoperatively if pain is minimal with adequate range of motion and function.
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Nonunions can be surgically reduced with internal fixation if the glenohumeral articular surface is preserved.
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Arthroplasty is preferred when the articular surface is disrupted.
References
1. Rockwood CA, Green DP, Bucholz RW, et al. In: Rockwood CA, Green DP, eds. Rockwood and Green's fractures in adults. 4th ed. Philadelphia: Lippincott-Raven, 1996.
2. Chu SP, Kelsey JL, Keegan TH, et al. Risk factors for proximal humerus fracture. Am J Epidemiol. 2004;160:360–367.
3. Morrissy RT, Weinstein SL. Lovell and Winter's pediatric orthopaedics. Vol. II. 4th ed. Philadelphia: Lippincott-Raven, 1996.
4. Neer CS. Displaced proximal humeral fractures: i. classification and evaluation. J Bone Joint Surg. 1970;52A:1077–1089.
5. Robinson BC, Athwal GS, Sanchez-Sotelo J, et al. Classification and imaging of proximal humerus fractures. Orthop Clin North Am. 2008;39:393–403, v.
6. Cheung EV, Sperling JW. Management of proximal humeral nonunions and malunions. Orthop Clin North Am. 2008;39:475–482, vii.
Additional Reading
Hawkins RJ, Angelo RL. Displaced proximal humeral fractures. Selecting treatment, avoiding pitfalls. Orthop Clin North Am. 1987;18:421–431.
Rasmussen S, Hvass I, Dalsgaard J, et al. Displaced proximal humeral fractures: results of conservative treatment. Injury. 1992;23:41–43.
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ICD9
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812.00 Fracture of unspecified part of upper end of humerus, closed
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812.09 Other closed fractures of upper end of humerus
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812.19 Other open fracture of upper end of humerus
Clinical Pearls
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Axillary artery is the most common neurovascular injury and can result in avascular necrosis of the humeral head.
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When evaluating shoulder dislocations, consider associated humeral head fractures.
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When the fracture is stable with some callus on radiograph, consider initiating gentle range-of-motion exercises as early as tolerated.