Glenohumeral Dislocation, Posterior
Glenohumeral Dislocation, Posterior
Tracy Ray
Eric D. Parks
Basics
Description
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A posterior glenohumeral dislocation occurs when the humeral head disarticulates from the glenoid and rests posteriorly to its normally seated position on the glenoid.
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Glenohumeral instability is classified by:
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Mechanism (traumatic vs atraumatic)
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Direction (anterior, posterior, superior, inferior, or multidirectional)
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Circumstance (acute, chronic, or recurrent)
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Degree (subluxation vs dislocation)
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Other names:
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Posterior shoulder dislocation
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Shoulder instability
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Epidemiology
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The shoulder is the most commonly dislocated joint in the human body. Glenohumeral instability affects 2% of the general population, ranging from mild subluxation to frank dislocation. Recurrent, unidirectional posterior subluxation is the most frequent form of posterior instability (1)[C].
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Anterior dislocations are much more common than posterior dislocations.
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Posterior shoulder dislocations account for only 2–5% of all traumatic shoulder dislocations. However, trauma is associated with ∼50% of all posterior dislocations.
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A posterior shoulder dislocation is the most commonly missed shoulder pathology. ∼60–79% of these dislocations are not diagnosed at initial presentation, which may compromise the potential effectiveness of orthopedic intervention. Proximal and diaphyseal humeral fractures are often associated with posterior dislocation. Compared to anterior dislocations, posterior dislocations associated with vascular or neurologic compromise are unusual.
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In the absence of trauma, posterior dislocations occur most often as a result of a seizure (contraction of the internal rotators) or electrical shock injury. Dislocation can occur when an axial load is applied to the upper extremity in the “at risk” position: forward flexion, adduction, and internal rotation.
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Injury can occur in athletes with a fall upon a flexed elbow and adducted arm, or by a direct axial load to the humerus.
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Extremely rare in pediatrics because force necessary to cause a dislocation will instead cause a proximal humerus fracture
Risk Factors
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History of seizure disorder
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History of electric shock (2)[C]
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History of posterior shoulder dislocation or instability
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Disorders such as Charcot shoulder and Ehlers-Danlos syndrome have been well documented.
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Congenital anomalies, such as scapular aplasia, increase the risk of dislocation.
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Glenoid hypoplasia and excessive glenoid retroversion increase risk.
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At-risk sports/positions for posterior instability and/or dislocation include offensive linemen with arms in blocking position, backhand stroke in racket sports, pull-through phase of swimming, and follow-through phase in golf or throwing motion (2)[C].
Diagnosis
History
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Mechanism of injury? Generally direct trauma to anterior aspect of shoulder.
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Direction of applied force and position of the arm (the “at-risk” position)
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Acute vs chronic in nature?
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Overhead athletes may have insidious onset of weakness and pain, especially with muscle fatigue.
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History of previous injury or pain in affected shoulder?
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Previous or present description of pain, including location, intensity, and duration
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Previous or present history of tingling, weakness, catching, locking
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Any aggravating or alleviating factors?
Physical Exam
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Severe shoulder pain that increases with movement
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Cardinal sign: An arm held in internal rotation and adduction with inability to externally rotate or abduct the arm
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Mild flattening of the anterior shoulder with an anterior glenohumeral void and loss of normal deltoid contour may be present.
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There may be prominence of the coracoid process and squaring-off of the anterior-lateral acromion.
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The humeral head may be visible or palpable posteriorly.
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Routine observation, gentle palpation, range of motion, and strength of the affected extremity should be performed.
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Limitation with passive external rotation and abduction may be noted
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It is of utmost importance to monitor the neurovascular status of the affected arm. Injury to the axillary vessels is rare but potentially catastrophic.
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Examine axillary nerve function by testing active contraction of the deltoid as well as sensation over the lateral aspect of the shoulder.
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Neurologic involvement is often in the form of a neurapraxia.
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Evaluate for atrophy of posterior rotator cuff muscles as an indication of chronic posterior instability.
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Assess for generalized ligamentous laxity.
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Scapulothoracic mechanics and rhythm should be observed, if position not “fixed.”
Diagnostic Tests & Interpretation
Imaging
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Plain radiographs for a suspected posterior shoulder dislocation should include an anteroposterior view, a trans-scapular lateral view (Y view), and a modified axillary lateral view.
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The normal lateral projection of the greater tuberosity is lost in a posterior shoulder dislocation.
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With disarticulation of the humeral head posteriorly, the anterior rim of the glenoid is void of the humeral head, which is displaced medial to the glenoid convexity.
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A reverse Hill-Sachs lesion may be visible as an indentation of the anterior articular surface of the humeral head caused by the posterior rim of the glenoid.
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Axillary view is helpful for evaluating for glenoid rim fracture and morphology (hypoplasia, retroversion).
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Advanced imaging (CT, MRI, or arthrography) should be reserved for evaluating the extent of associated humeral head fractures/impression defect, glenoid fractures, rotator cuff tears, labral pathologies, version and morphology of the glenoid, and articular surface integrity. However, if surgery is warranted, CT scan for preoperative planning is acceptable (1,3)[B].
Differential Diagnosis
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Acute subluxation
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Fractures (clavicle, scapula, and humerus)
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Rotator cuff pathology (strain, partial or complete tear)
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Adhesive capsulitis/frozen shoulder
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Acromioclavicular joint pathology
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Intra-articular pathology (labral, glenoid, or ligamentous)
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Scapular winging/instability
P.273
Treatment
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Multiple factors influence the choice of anesthesia (ie, analgesia for an on-the-field chronic and recurrent dislocator is very different from an electrical shock injury).
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Whenever possible, an analgesic and muscle relaxant should be administered prior to any reduction attempt.
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Conscious sedation or general anesthesia may be necessary if a gentle and atraumatic reduction cannot be obtained.
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Early attempts at reduction should be performed in all cases, except ones with associated fractures of the anatomic or surgical neck of the humerus.
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With the patient supine, gentle longitudinal traction is applied to the affected arm while the elbow is flexed at 90 degrees.
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While traction is applied, gentle internal rotation of the arm often unlocks the humeral head from the rim of the glenoid.
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It may be necessary to also use direct anterolateral pressure on the humeral head to unlock it from the glenoid rim.
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If an atraumatic reduction cannot be achieved, reduction in the operating room under general anesthesia should be considered.
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An alternative technique is to apply gentle internal rotation and lateral traction to disimpact the humeral head.
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If this dislocation is seen hours or even days after occurring, it may be impossible to reduce nonsurgically.
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Open reduction should also be considered for persistent dislocation (>6 wks), chronic dislocations, and humeral head involvement >25%.
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Associated fractures also may require operative intervention, and open reduction may be necessary.
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Confirm intact neurovascular status after any reduction attempt.
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Obtain postreduction radiographs to confirm reduction and to evaluate humeral or glenoid fractures.
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Consider repeat physical exam, taking care not to cause repeat dislocation.
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Immobilization should not include the use of a sling and swathe because internal rotation should be avoided.
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Immobilize in neutral to external rotation, allowing for healing of the posterior capsulolabral complex.
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A shoulder spica cast or commercial brace for posterior shoulder dislocation; arm held in 20 degrees of external rotation and 0–20 degrees of abduction
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Duration of immobilization depends on age, chronicity, associated fractures, and operative intervention.
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For 1st-time uncomplicated dislocations, 7–14 days of immobilization for patients >45 yrs of age to avoid shoulder stiffness. Younger patients are immobilized 4–6 wks to allow capsular scarring to occur.
Additional Treatment
Referral
Orthopedic referral should be considered for all posterior shoulder dislocations. Potential associated injuries of fractures, rotator cuff tears, and labral pathology require evaluation.
Additional Therapies
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Independent of the duration of immobilization, aggressive physical therapy should be completed.
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Isometric external rotation strengthening can occur during the immobilization stage in the brace.
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Progressive range of motion with strengthening of the internal and external rotators
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Advanced rehabilitation program for athletes concentrating on sport-specific activities and proprioception
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Return to athletics for 1st-time nonoperative dislocators in ∼6–12 wks to reduce likelihood of future dislocations
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Repeat nonoperative dislocators may return to activity once pain-free and full strength has been recovered. These patients are very likely to have recurrent dislocations.
Surgery/Other Procedures
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A conservative nonoperative trial of physical therapy may allow an individual with an uncomplicated dislocation to resume pain-free daily activities.
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Dislocations with large defects involving the articular surface of the humeral head (>20–25%) may require operative intervention to prevent recurrent instability.
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Athletes (specifically overhead athletes) may continue to have disability that is not amenable to an extended conservative trial of rehabilitation (3–6 mos). In these patients, operative intervention should be considered following the initial dislocation.
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Surgical intervention is indicated with associated injuries, such as fractures, rotator cuff tears, and suspected labral pathology, after an initial dislocation.
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While the posterior capsulolabral complex often heals with nonoperative management, recurrent instability may necessitate the need for surgical repair, and possibly additional soft tissue repair for improved posterior stability.
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Operative interventions often include examination under anesthesia, diagnostic arthroscopy, and arthroscopic or open stabilization procedures.
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Open stabilization procedures (such as the Bankart repair, Putti-Platt, and Neer capsular shift) have historically had superior results to arthroscopic endeavors.
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Recent advances in arthroscopic stabilization procedures have documented recurrence rates at ∼5%. Long-term results are still unavailable on arthroscopic stabilizations (4)[B].
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There is continued interest in the use of thermally assisted arthroscopic capsular shifts in shoulder instability. Outcomes remain pending.
References
1. Millett PJ, Clavert P, Hatch GF, et al. Recurrent posterior shoulder instability. J Am Acad Orthop Surg. 2006;14:464–476.
2. Bradley JP, Forsythe B, Mascarenhas R. Arthroscopic management of posterior shoulder instability: diagnosis, indications, and technique. Clin Sports Med. 2008;27:649–670.
3. Kowalsky MS, Levine WN. Traumatic posterior glenohumeral dislocation: classification, pathoanatomy, diagnosis, and treatment. Orthop Clin North Am. 2008;39:519–533, viii.
4. Savoie FH, Holt MS, Field LD, et al. Arthroscopic management of posterior instability: evolution of technique and results. Arthroscopy. 2008;24:389–396.
Additional Reading
Andrews OR, Wilk KE. The athlete's shoulder. New York: Churchill Livingstone, 1994.
Canale TS. Campbell's operative orthopaedics. St. Louis: CV Mosby, 1998.
Dee R, Mango E, Hurst LC. Principles of orthopaedic practice. New York: McGraw-Hill, 1989.
Codes
ICD9
831.02 Closed posterior dislocation of humerus
Clinical Pearls
Because so many posterior dislocations are reported missed within the office or emergency department, one must have a low threshold for advanced imaging, such as a CT scan, to make sure of appropriate diagnosis.